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About Us

Kingswood U.S.


Kingswood U.S. has been helping financial advisors surpass their business and personal goals, and reach their entrepreneurial dreams. A SEC-registered RIA and a FINRA-licensed broker/dealer with over $1.5B in assets under management, we offer comprehensive wealth management and business-building services, designed specifically for the independent financial advisor. Together with our parent company, Kingswood Group, we combine the resources and capital of a very large financial services firm with the personalized touch and feel of a boutique company. We listen to our advisors, and we adapt to their needs. 

With over 160 advisors across the United States, Kingswood has earned a reputation as a firm built for advisors by advisors, with an experienced leadership team that understands the opportunities and challenges of running an independent business. Constructed and grown upon a foundation of empowerment, transparency, and trust, Kingswood wholeheartedly believes that good financial advisors can make a supremely positive impact on the lives of their clients and the children of their clients. That is why we do everything in our power to provide our advisor clients with the best wealth management, business management, and capital resources in the industry so that they can exceed their clients’ expectations while simultaneously building an amazing business. 

Kingswood supports advisors by offering a complete RIA and broker/dealer platform, a one-stop-shop service and compliance experience, a premier technology platform, flexible multi-custodial and clearing choices, and abundant resources to supercharge the organic and inorganic growth goals of leading independent financial advisor businesses.

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Vision

We will be the most respected and advisor-centric hybrid RIA and broker/dealer in the United States.


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Mission

To deliver a wealth management platform that empowers financial advisors to build successful businesses.


Core Operating Principles


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Trust

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Respect

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Transparency

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Integrity

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Happiness