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WEALTH MANAGEMENT SOLUTIONS

Wealth Management Solutions

Kingswood U.S. is a SEC-registered corporate RIA and a full service FINRA-licensed B/D with the technology and service resources to support your growing business.


Powerful Technology

Open architecture equals flexibility. Streamline your technology stack by using Kingwood’s platform or choose your own components. We fully support both. 

With Orion Advisor Services at the core, the Kingswood Advisory Platform provides the highest levels of portfolio accounting, performance reporting, account aggregation, and fee billing capabilities.

Key integrations with Riskalyze, eMoney, and Salesforce raise the bar and help you deliver a powerful, holistic wealth management offering to your clients.


Orion logo 

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Orion is a fully-integrated technology platform that assists advisors with portfolio accounting, performance reporting, model management, trading, and tracking important metrics.

eMoney logo 

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eMoney is a wealth management and financial planning software that provides advisors with a tool for creating customizable, real-time financial planning, and modeling solutions for clients.


Riskalyze logo 

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Riskalyze offers a software-based solution for advisors who want to better determine investors’ risk tolerance and profile. Riskalyze helps advisors pinpoint an investor’s Risk Number and build a portfolio to match.

Salesforce logo 

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Salesforce is the world’s most trusted customer relationship management (CRM) platform and allows your marketing, sales, service and IT teams to work as one from anywhere to keep your clients happy everywhere.


Advisor-friendly Service & Operational Support

Kingswood understands your business and the importance of what you do for your clients. 

With a team of highly-attentive and experienced professionals, we spend time understanding each individual advisor’s business and how we can best support you.

We answer phones when we say we are going to, we follow up when we say we will, and we strive to always set correct expectations.


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Support Across Multiple Time Zones

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Fully-Automated Account Creation & Approvals

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Online Business Management


Comprehensive Fee-based Advisory Solutions

Kingswood Wealth Advisors (Corporate RIA) provides you the freedom to manage your clients as a true fiduciary.

Whether you choose investments yourself or prefer to outsource asset management duties, Kingswood gives you the flexibility and the industry’s leading platforms to get it done.

Manage Investments Yourself:


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Powerful Trading & Account Rebalancing Tools

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Research & Investment Tools:

Complimentary Access to a Robust Selection of World-Class Research

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“Wrapped” Pricing:

Simple & Transparent, With No Ticket Charges


Outsource Investment Management:


Access to over 1,000 institutional asset management solutions through the 3rd party investment management partners of our custodian partners.

Leverage the turnkey asset management (TAMP) services of Orion Portfolio Solutions and AssetMark


Orion logo 

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Orion Portfolio Solutions is a turnkey asset management program that seamlessly integrates technology that is equal parts intuitive and powerful, with flexible and innovative investment options and hands-on product support.


assetmark logo 

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AssetMark empowers advisors with a curated investment platform with purpose-built investment solutions help advisors take a disciplined approach in all market conditions. Advisors use AssetMark’s platform to build a custom asset mix to accommodate each investor's risk tolerance and focus on long-term goals, not short-term fears.


Progressive Investment Banking Support

Kingswood U.S. is a broker/dealer that specializes in supporting the growth of investment banking businesses. Our investment banking advisors are leaders in their industries, and enjoy tremendous success backed by the experienced and knowledgeable support of the Kingswood team.

At Kingswood, we not only understand how to support your business, we put our shoulder behind your growth. Our bankers specialize in Mergers & Acquisitions (Advisory & Success-based fees), Debt Restructuring, Deal Structuring, and Private Placements.

Kingswood provides:

  • Highly competitive payouts
  • Business-forward compliance support
  • A fast-growing retail advisor base that specializes in QRPs
  • A track record of success in assisting bankers with exponential growth

Expansive Brokerage Resources

You enjoy being independent, and so do we! Kingswood provides access to a wide range of brokerage services and investment products. And with our clearing firm partners, Raymond James and Royal Bank of Canada (RBC), we have the flexibility of providing the brokerage platform you need.

Kingswood utilizes a very thorough and highly efficient due diligence process to select the best products and investment vehicles for your mass affluent and high net-worth clients. This includes:

  • Mutual funds
  • Closed-end funds
  • Exchange-traded funds
  • Fixed income / structured products
  • Variable & fixed annuities
  • Bank deposit programs
  • Alternative investments & structured products

Multi-custody & Multi-clearing Flexibility

Kingswood offers the flexibility to choose from top custodians for your fee-based accounts.

Schwab logo 

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The largest RIA custodian in financial services, servicing over 7,000 advisors, Schwab provides advisors with innovative tools, premium insights, robust education, and dedicated support.

Raymond James logo 

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A well-respected custodian for RIAs, Raymond James provides a high-level of support for advisors to go along with one of the most respected brands in financial services.


Rarely seen in the industry, the Kingswood Capital Partners broker/dealer provides a choice of clearing firms for your brokerage business.


Raymond James logo 

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Kingswood enjoys a very strong relationship Raymond James’ clearing platform and this translates into top-level service and reporting from Raymond James. Additionally, advisors can enjoy streamlined technology and reporting by utilizing Raymond James as a clearing firm and custodian.

RBC logo 

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A leading clearing firm, RBC offers Kingwood’s advisors comprehensive clearing service, including consolidated reporting and a broad range of traditional investment solutions.