75
advisory firms
35
states
$1.7B
in AUM in U.S.
$5.8B
in total AUM worldwide
$100M
in growth equity
Covid-19 Update
As we all continue to monitor developments of the spread of COVID-19, we wanted to make you aware of the measures Kingswood has in place to ensure uninterrupted delivery of our services. We are closely monitoring on a daily basis developments and announcements from the authorities and have invoked several precautionary measures from our Business Continuity Plan to help minimize the potential impact of the virus on our employees, clients and the greater community.
Kingswood U.S.
The Business Partner You Are Seeking
Our Business is Knowing Your Business
Our experienced management team and staff will listen to your specific needs and embrace your personal and professional goals.
Efficiency Through Consolidation
Enjoy the conveniences of having your fee-based and commission-based business through a single platform.
Strength + Flexibility = Powered Independence
The wealth management and business management resources and scale of formidable parent company combined with a home office that is nimble and flexible for your business.
Addressing Your Firm’s Needs
- Need: Run a truly independent wealth management business.
- Kingswood Solution: Kingswood empowers you to be the ultimate financial steward for your clients as you manage your relationships the way you want to.
- Need: Maximize efficiency and profitability.
- Kingswood Solution: Kingswood is a FINRA-licensed broker/dealer and a SEC-registered Registered Investment Advisor. One platform, one service team, one compliance team, and complete understanding of your ENTIRE business.
- Need: Support your desire to be a superior entrepreneur and business owner.
- Kingswood Solution: Kingswood provides key business resources that power your abilities to not only be a great financial advisor, but a successful independent business owner as well.
We Execute on our Promises
- Integrated technology platform
- Multi-clearing and multi-custodial flexibility
- A single, business-forward compliance team for all your business
- Access to growth capital
- Bi-coastal service and operations support
- Competitive RIA and B/D Payouts
- Built-in succession plan - retire when you want!
Here’s what Our Advisors Are Saying
I feel like I’m part of a family with Kingswood. They are sincerely interested in my business and where I want to take it. And when I need them to 'resource up', they are there in spades.
Morris Nutt – Trinity Capital
We’re treated like a big fish in a small pond, with an ocean of opportunity in front of us.
John Langston – Republic Capital Group
IN THE NEWS
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