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We build partnerships


that give access to a world of opportunities

183

Advisors

50

states

$2.0B+

in AUM in U.S.

$7.4B

in total AUM worldwide

$100M

in growth equity


At Kingswood, We Choose Partnership.






Kingswood U.S.

The Business Partner You Are Seeking

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  • Our Business is Knowing Your Business

    Our experienced management team and staff will listen to your specific needs and embrace your personal and professional goals.

  • Efficiency Through Consolidation

    Enjoy the conveniences of having your fee-based and commission-based business through a single platform.

  • Strength + Flexibility = Powered Independence

    The wealth management and business management resources and scale of formidable parent company combined with a home office that is nimble and flexible for your business.


Addressing Your Firm’s Needs

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  • Need: Run a truly independent wealth management business.
  • Kingswood Solution: Kingswood empowers you to be the ultimate financial steward for your clients as you manage your relationships the way you want to.

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  • Need: Maximize efficiency and profitability.
  • Kingswood Solution: Kingswood is a FINRA-licensed broker/dealer and a SEC-registered Registered Investment Advisor. One platform, one service team, one compliance team, and complete understanding of your ENTIRE business.

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  • Need: Support your desire to be a superior entrepreneur and business owner.
  • Kingswood Solution: Kingswood provides key business resources that power your abilities to not only be a great financial advisor, but a successful independent business owner as well.


Join Kingswood


We Execute on our Promises

  • Integrated technology platform
  • Multi-clearing and multi-custodial flexibility
  • A single, business-forward compliance team for all your business
  • Access to growth capital
  • Bi-coastal service and operations support
  • Competitive RIA and B/D Payouts
  • Built-in succession plan - retire when you want!


About Us


Here’s what Our Advisors Are Saying

I feel like I’m part of a family with Kingswood. They are sincerely interested in my business and where I want to take it. And when I need them to 'resource up', they are there in spades. 

Morris Nutt – Trinity Capital

We’re treated like a big fish in a small pond, with an ocean of opportunity in front of us.

John Langston – Republic Capital Group


IN THE NEWS

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