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Manage Your Business

Our team is dedicated to delivering the same level of personalized service you bring to your client relationships.

Leverage Kingswood to help you build and manage your business so that you can spend your time on what matters most – your clients.

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Built By Advisors
for Advisors
Our leadership team has more than 50 years of experience of experience specifically working with independent financial advisors. They understand the competitive landscape, industry trends, the technology that powers your business and the importance of delivering personalized, high-touch service, and strive to help you pull all those elements together 
to help you.

Our service team is dedicated to helping you run your business more efficiently and effectively. They will work with you to transition all your licenses, registrations and client accounts seamlessly to Kingswood. Once onboard, our administrative team continues to support you on a myriad of administrative tasks and helps free up your time for more important strategic initiatives.
Resources to Help You Manage Your Business Your Way
At Kingswood, our job is to support you in managing your business and your clients your way. You make independent decisions for your firm and your clients, we provide essential resources and solutions that can help.
Multiple Options for Custody & Clearing
We partner with Apex Clearing, Charles Schwab, Raymond James and RBC to offer flexible custody and clearing solutions that work for you and your clients and allow you to service them in the way in which they want to be served.
Powerful Technology Ecosystem
Our broad technology ecosystem includes well-known partners that specialize 
in Operations, Marketing/CRM, Wealth Management, Informational Technology & Research/Managed Accounts enhances and optimizes your existing tech stack.
Diverse Product Offering
We provide access to financial products that will help you meet your clients’ needs and help achieve their goals. Our alternative investment and investment banking offerings provide direct access to non-traditional investment opportunities that can be leveraged within your clients’ portfolios.
Marketing Support
Kingswood offers solutions to enhance your brand, client communications, and web presence. We also provide opportunities to showcase your thought leadership in press, podcasts, and video interviews.
Employee Benefit Solutions
We partner with Paychex to help you offer critical benefits such as Health, Vision, Dental, Life & Disability Insurance to your employees, as well as access to 401(k) and retirement solutions.
Succession Planning Solutions
Kingswood can help you develop a succession plan for your business. This includes valuing your business, exploring mergers or acquisitions, and finding a trusted advisor to manage your clients' needs.
When you partner with us you’ll enjoy...
Events to Support Your Business and Grow Your Network
Kingswood embraces your business goals while providing you with the important oversight and protection required by FINRA. We pride ourselves on keeping current and highly knowledgeable about industry compliance, while remaining flexible to each advisor’s needs.
Responsive Service
Prompt assistance with your day-to-day requests and inquiries. We focus on delivering quick responses to 
your inquiries, ensuring smooth operations and prompt resolution of issues
Regulatory Guidance
Our common-sense approach to interpreting securities regulations and applying them to your practice. Benefit from practical interpretations of regulations, making compliance straightforward & manageable.
Reliable Audits
Effective, dependable audits of your office. Ensure your business operates smoothly with thorough and reliable audits, maintaining compliance and efficiency.
Marketing Oversight
Stay compliant in your marketing communications. Leverage our team, tools and partnerships for a smooth review and approval process that help you put your best foot forward.
Business-Forward Compliance Support
Our Kingswood Conference Series Events bring our advisors together for education, networking and fun!
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Access to Executives
Our leadership provides critical business updates and an overview of Kingswood strategic direction to keep you informed. Learn about new solutions and meet our key team members.
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Access to Key Partners
Our technology, marketing and investment product partners are on hand to answer your questions and suggest new solutions to help drive business efficiency and meet your client needs in new & different ways.
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Grow Your Network
The Kingswood Conference Series allows you to develop deeper relationships with your fellow advisors and Kingswood colleagues, making it easier to reach out for help or someone to bounce ideas off of when you get back to the office.