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Brian Herman
Brian Herman
Senior Managing Director

Brian Herman has over 30 years of financial service experience. Mr. Herman was the Managing Director of Investment Banking at ViewTrade Securities for over 22 years. During his tenure at ViewTrade Securities, he was responsible for countless securities transactions including sole book runner, joint book runner, co-underwriter, and syndicate transactions. His expertise is also leading, advising, and structuring private and public financings with both high net worth and institutional clients. Early in Mr. Herman’s career, he led efforts as a national sales manager and ran a private client base of high-net-worth clients. Throughout his career, Mr. Herman has serviced and assisted institutional accounts with investment banking and trading. Brian Herman holds FINRA licenses Series 7, 24, 63, 79, and 99.